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Chief Compliance Officer & Corporate Secretary · AMI Asset Management Corp

Katharine Kim

CRD 4417008 · Named on Form ADV at one SEC-registered adviser

At a glance

AMI Asset Management Corp, an SEC-registered wealth manager based in LOS Angeles, CA with $1.9 billion in regulatory assets, lists Katharine Kim on its Form ADV as Chief Compliance Officer & Corporate Secretary.

Firms and roles

  • AMI Asset Management CorpChief Compliance Officer & Corporate SecretaryWealth manager · LOS Angeles, CA · $1.9B in regulatory assets

AtlasMembers

Katharine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2025 (1 years)
Designations
None on file
Exams
Series 65
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Katharine’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
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Employment history
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States they’re registered in
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Outside business activities
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When they joined their current firm, and their firm’s growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katharine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.