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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 139 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

139 advisors

Unlock all 139
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ashok AgarwallaCoppell, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2013
2Oluwakemi AkinkugbeHouston, TXWells Fargo Advisors Financial Network, LLC +1 moreAdviser and broker–Atlas2020
3James T. AllenDallas, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas1983
4Kyle ApplingSouthlake, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2002
5Robert BaconBeaumont, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2018
6Elsa BalliSan Antonio, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2007
7Jennifer BaumannFort Worth, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2006
8Harrison E. BerryhillLongview, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2025
9Jordan J. BertainDallas, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2025
10James R. BishopSan Antonio, TXWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas1997

129 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.