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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Trent FrancomHuron, SDWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2022
2Steven R. GohnHuron, SDWells Fargo Advisors Financial Network, LLCAdviser and brokerCFPAtlas2007
3Connor GoseHuron, SDWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2025
4Sherman E. GoseHuron, SDWells Fargo Advisors Financial Network, LLCAdviser and brokerCFPAtlas2007
5Dawson J. GullicksonHuron, SDWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2025
6Tygan W. HolteyAberdeen, SDWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2021
7Ricky D. JensenPierre, SDWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas1995
8John T. PfitzerHuron, SDWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2008
9Teresa ShumakerSt. Louis, MOWells Fargo Advisors Financial Network, LLC +1 moreAdviser and broker–Atlas2008
10Lori WieseSioux Falls, SDWells Fargo Advisors Financial Network, LLC +1 moreAdviser and broker–Atlas2020

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.