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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Meghan C. BarclayEast Providence, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2009
2David BogosianWarwick, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas1996
3Molly CardosoWarwick, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2011
4James D. CurranNarragansett, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2000
5Adam HechtEast Providence, RIWells Fargo Advisors Financial Network, LLCAdviser and brokerCFPAtlas2001
6David R. MaterneWarwick, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2001
7Guy C. RizzoNarragansett, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas1994
8Anne M. SenerchiaEast Providence, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas1999
9Jonathan C. SmithEast Providence, RIWells Fargo Advisors Financial Network, LLCAdviser and broker–Atlas2011
10William J. Wall Jr.East Providence, RIWells Fargo Advisors Financial Network, LLCAdviser and brokerCFPAtlas1996

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.