Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 15 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
15 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Feroz U. AnsariNewport Beach, CA | Compak Asset Management | Adviser and broker | CFP | Atlas | 2002 |
| 2Imran U. AnsariNewport Beach, CA | Compak Asset Management | Adviser and broker | – | Atlas | 2014 |
| 3Javaid U. AnsariNewport Beach, CA | Compak Asset Management | Adviser and broker | CFP | Atlas | 2003 |
| 4John W. Baffa Jr.Newport Beach, CA | Compak Asset Management | Adviser and broker | – | Atlas | 2001 |
| 5Eva P. BowenNewport Beach, CA | Compak Asset Management | Adviser and broker | – | Atlas | 2006 |
| 6John H. Deardorff IVNewport Beach, CA | Compak Asset Management | Adviser only | CFP | Atlas | 2010 |
| 7Qinyi DuNewport Beach, CA | Compak Asset Management | Adviser only | CFA | Atlas | 2025 |
| 8Claude E. GaitherNewport Beach, CA | Compak Asset Management | Adviser and broker | – | Atlas | 2008 |
| 9Yekaterina I. GalkinaNewport Beach, CA | Compak Asset Management | Adviser and broker | CFP | Atlas | 2006 |
| 10Avi D. GorasiaNewport Beach, CA | Compak Asset Management | Adviser only | – | Atlas | 2026 |
5 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.