Adviser and broker representative · Compak Asset Management
Yekaterina I. Galkina
CRD 5124720 · Newport Beach, CA
At a glance
Yekaterina I. Galkina is an investment adviser representative with Compak Asset Management in Newport Beach, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Yekaterina’s SEC record dates to 2006, about 20 years ago. Yekaterina is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Compak Asset ManagementSince July 2007Newport Beach, CA · $1.5B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 19 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Yekaterina’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Compak Asset Management
- Feroz U. AnsariNewport Beach · Certified Financial Planner
- Imran U. AnsariNewport Beach
- Javaid U. AnsariNewport Beach · Certified Financial Planner
- John W. Baffa Jr.Newport Beach
- Eva P. BowenNewport Beach
- John H. Deardorff IVNewport Beach · Certified Financial Planner
- Qinyi DuNewport Beach · Chartered Financial Analyst
- Claude E. GaitherNewport Beach
Every advisor at Compak Asset Management →Compak Asset Management: assets, clients and custodians →Financial advisors in Newport Beach, CA →Every Compak Asset Management advisor in Newport Beach →Advisor Moves: who changed firms this week →