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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 263 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

263 advisors

Unlock all 263
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Amy L. AbramsDallas, TXProspera Financial Services, Inc.Adviser and broker–Atlas2023
2Robert C. Albritton Jr.Dallas, TXProspera Financial Services, Inc.Adviser and broker–Atlas2005
3Albert M. Alexander Jr.Memphis, TNProspera Financial Services, Inc.Adviser and broker–Atlas2004
4Albert M. AlexanderMemphis, TNProspera Financial Services, Inc.Adviser and broker–Atlas2024
5Phillip AlexanderDublin, OHProspera Financial Services, Inc. +1 moreAdviser and broker–Atlas2010
6Steven J. AllreadDayton, OHProspera Financial Services, Inc.Adviser and broker–Atlas2009
7Jeffrey P. AmbergRedlands, CAProspera Financial Services, Inc.Adviser and broker–Atlas2001
8Michael W. ArnoldDallas, TXProspera Financial Services, Inc.Adviser and broker–Atlas1997
9Ralph N. Backe Jr.Crystal Lake, ILProspera Financial Services, Inc.Adviser and broker–Atlas2000
10Brown B. BaineMemphis, TNProspera Financial Services, Inc.Adviser and broker–Atlas1997

253 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.