Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
7 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Peter P. CahillBirmingham, AL | Trust Advisory Group Ltd. | Adviser and broker | – | Atlas | 2002 |
| 2Robert KellyBirmingham, AL | Trust Advisory Group Ltd. | Adviser only | – | Atlas | 2019 |
| 3Michael T. LytleBirmingham, AL | Trust Advisory Group Ltd. +1 more | Adviser and broker | CFA | Atlas | 2001 |
| 4William H. McCanceBirmingham, AL | Trust Advisory Group Ltd. | Adviser and broker | – | Atlas | 2007 |
| 5Bernard E. Nugent Jr.Birmingham, AL | Trust Advisory Group Ltd. | Adviser and broker | – | Atlas | 2005 |
| 6Marcus B. RichardsonBirmingham, AL | Trust Advisory Group Ltd. +1 more | Adviser and broker | – | Atlas | 2006 |
| 7Mayo M. WoodwardBirmingham, AL | Trust Advisory Group Ltd. +1 more | Adviser and broker | – | Atlas | 1996 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.