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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 27 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

27 advisors

Unlock all 27
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael J. BrunellGlen Head, NYTsa Management Inc.Adviser and broker–Atlas2017
2Michael CorwinGlen Head, NYTsa Management Inc.Adviser and broker–Atlas2025
3Randall J. DiamondGlen Head, NYTsa Management Inc.Adviser and broker–Atlas2024
4Richard J. DimaggioGlen Head, NYTsa Management Inc.Adviser and broker–Atlas2007
5Michael F. FlemingGlen Head, NYTsa Management Inc.Adviser and broker–Atlas2017
6Frank T. GuiffreGlen Head, NYTsa Management Inc.Adviser and brokerCFPAtlas2017
7Reese W. HughesGlen Head, NYTsa Management Inc.Adviser and broker–Atlas2010
8Jeffery B. JonesGlen Head, NYTsa Management Inc.Adviser and broker–Atlas2024
9Howard V. KibrickClifton Park, NYTsa Management Inc.Adviser and brokerCFPAtlas2017
10Gary W. LofgrenGlen Head, NYTsa Management Inc.Adviser and brokerCFPAtlas2002

17 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.