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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ryan W. BrookeOverland Park, KSSearcy Financial Services, Inc. +1 moreAdviser onlyCFP, ChFCAtlas2015
2Brenda M. CarricoOverland Park, KSSearcy Financial Services, Inc. +1 moreAdviser only–Atlas2013
3John C. FalesOverland Park, KSSearcy Financial Services, Inc. +1 moreAdviser onlyCFPAtlas2012
4Tori L. HerrigOverland Park, KSSearcy Financial Services, Inc. +1 moreAdviser only–Atlas2026
5Jessica A. KmettyPhoeniz, AZSearcy Financial Services, Inc. +1 moreAdviser only–Atlas2009
6Tanner J. ManningSpanish Fork, UTSearcy Financial Services, Inc. +1 moreAdviser onlyCFPAtlas2024
7Matthew RayRexburg, IDSearcy Financial Services, Inc. +1 moreAdviser only–Atlas2026
8Daniel I. RubioSugar City, IDSearcy Financial Services, Inc. +1 moreAdviser only–Atlas2026
9Marcus C. ShafferOverland Park, KSSearcy Financial Services, Inc. +1 moreAdviser onlyCFPAtlas2006

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.