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Principal / Director of Financial Planning / Chief Compliance Officer · Searcy Financial Services, Inc.

John C. Fales

CRD 6056370 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Searcy Financial Services, Inc., an SEC-registered wealth manager based in Overland Park, KS with $514 million in regulatory assets, lists John C. Fales on its Form ADV as Principal / Director of Financial Planning / Chief Compliance Officer, a control person. The SEC filings also name John at 1 other registered adviser.

Firms and roles

  • Searcy Financial Services, Inc.Principal / Director of Financial Planning / Chief Compliance OfficerWealth manager · Overland Park, KS · $514M in regulatory assets
  • Allos Investment Advisors, LLCPrincipal / Director Offinancial Planning / Chief Compliance OfficerWealth manager · Overland Park, KS · $74M in regulatory assets

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.