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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 606 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

606 advisors

Unlock all 606
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Laura B. AbadsantosNew York, NYCetera Investment Advisers LLCAdviser and broker–Atlas2021
2Douglas M. AbbateHuntington Station, NYCetera Investment Advisers LLCAdviser and broker–Atlas2021
3Augustine W. AbbatielloWestbury, NYCetera Investment Advisers LLCAdviser and brokerCFPAtlas2015
4Scott M. AberNew City, NYCetera Investment Advisers LLCAdviser and broker–Atlas2021
5Anthony J. Accetta Jr.Latham, NYCetera Investment Advisers LLCAdviser and broker–Atlas2015
6Edmund G. AdomaitesJericho, NYCetera Investment Advisers LLCAdviser and brokerCFPAtlas2023
7Ira L. AguadoGarden City, NYCetera Investment Advisers LLCAdviser and broker–Atlas2021
8Joseph AlamoStaten Island, NYCetera Investment Advisers LLCAdviser and broker–Atlas2012
9Frank R. AlessioNew York, NYCetera Investment Advisers LLCAdviser and brokerChFCAtlas2021
10Olivier AllainHuntington Station, NYCetera Investment Advisers LLCAdviser and broker–Atlas2019

596 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.