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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 162 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

162 advisors

Unlock all 162
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Vickie F. AdamsDenver, COCetera Investment Advisers LLCAdviser and brokerCFPAtlas1994
2Catherine E. AdkinsLittleton, COCetera Investment Advisers LLCAdviser and broker–Atlas2023
3Darby L. AffeldtDenver, COCetera Investment Advisers LLCAdviser and broker–Atlas2014
4Chad M. AlevrasGreenwood Village, COCetera Investment Advisers LLCAdviser and broker–Atlas2005
5Stephen B. AlsdorfLone Tree, COCetera Investment Advisers LLCAdviser and broker–Atlas2024
6John E. AndersonColorado Springs, COCetera Investment Advisers LLCAdviser and brokerCFP, ChFCAtlas2010
7Michael E. BanksBoulder, COCetera Investment Advisers LLC +1 moreAdviser and broker–Atlas2001
8Douglas A. BarrDenver, COCetera Investment Advisers LLCAdviser and broker–Atlas2006
9John J. BarrettHighlands Ranch, COCetera Investment Advisers LLCAdviser and broker–Atlas2004
10John P. BarringerGreenwood Village, COCetera Investment Advisers LLCAdviser and brokerCFPAtlas1999

152 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.