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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 59 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

59 advisors

Unlock all 59
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Gary E. AltMonterey, CACreative PlanningAdviser onlyCFPAtlas2003
2Jacob C. ApodacaSan Diego,, CACreative PlanningAdviser only–Atlas2024
3Kenneth G. BarnesChesterfield, VACreative Planning +1 moreAdviser onlyCFPAtlas2009
4Brock M. BeckerNewport Beach, CACreative PlanningAdviser onlyCFPAtlas2008
5Benjamin A. BradfordPleasanton, CACreative PlanningAdviser only–Atlas2002
6Max H. CamposWestlake Village, CACreative PlanningAdviser only–Atlas2026
7Hector K. CervantesSanta Clara, CACreative PlanningAdviser only–Atlas2020
8Jason ChuangIrvine, CACreative PlanningAdviser onlyCFPAtlas2026
9Joseph M. ConachyWalnut Creek, CACreative PlanningAdviser onlyCFPAtlas2003
10Caley R. CossWest Sacramento, CACreative PlanningAdviser onlyCFPAtlas2018

49 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.