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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 18 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

18 advisors

Unlock all 18
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Nicholas AttardNew York, NYRBC Securities, Inc.Adviser and brokerCFAAtlas2012
2Harrison J. BarresiNew York, NYRBC Securities, Inc.Adviser and broker–Atlas2024
3David P. BjorndalNew York, NYRBC Securities, Inc.Adviser and brokerCFAAtlas2005
4John C. Brouillard Jr.New York, NYRBC Securities, Inc.Adviser and brokerCFAAtlas2010
5Basil E. ConroyNew York, NYRBC Securities, Inc.Adviser and brokerCFPAtlas2011
6Carolyn J. FinerNew York, NYRBC Securities, Inc.Adviser and brokerCFAAtlas2012
7Cesar E. GomezNew York, NYRBC Securities, Inc.Adviser and broker–Atlas2008
8Dustin W. HansenNew York, NYRBC Securities, Inc.Adviser and broker–Atlas2008
9Brian I. HsiehNew York, NYRBC Securities, Inc.Adviser and brokerCFAAtlas2002
10Mangesh KulkarniNew York, NYRBC Securities, Inc.Adviser and broker–Atlas2026

8 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.