Adviser and broker representative · RBC Securities, Inc.
Basil E. Conroy
CRD 2225220 · New York, NY
At a glance
Basil E. Conroy is an investment adviser representative with RBC Securities, Inc. in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Basil’s SEC record dates to 2011, about 15 years ago. Basil is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- RBC Securities, Inc.Since March 2016New York, NY · $1.5B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Basil’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.