Chief Compliance Officer · Transglobal Advisory, LLC
Zhuoli Wang
CRD 6296782 · Named on Form ADV at one SEC-registered adviser
At a glance
Transglobal Advisory, LLC, an SEC-registered wealth manager based in Monrovia, CA with $58 million in regulatory assets, lists Zhuoli Wang on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Transglobal Advisory, LLCChief Compliance OfficerWealth manager · Monrovia, CA · $58M in regulatory assets
AtlasMembers
Zhuoli’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Philip C. HuChief Executive Officer, Transglobal Advisory, LLC
- Shiou-Ing D. LiouShareholder, Transglobal Advisory, LLC
- Michael J. LiaoChief Investment Officer & Chief Operations Officer, Transglobal Advisory, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Zhuoli’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.