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Shareholder · Transglobal Advisory, LLC

Shiou-Ing D. Liou

CRD 4436524 · Named on Form ADV at one SEC-registered adviser

At a glance

Transglobal Advisory, LLC, an SEC-registered wealth manager based in Monrovia, CA with $58 million in regulatory assets, lists Shiou-Ing D. Liou on its Form ADV as Shareholder.

Firms and roles

AtlasMembers

Shiou-Ing’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Philip C. HuChief Executive Officer, Transglobal Advisory, LLC
  • Zhuoli WangChief Compliance Officer, Transglobal Advisory, LLC
  • Michael J. LiaoChief Investment Officer & Chief Operations Officer, Transglobal Advisory, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shiou-Ing’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.