President · W.A. Smith Financial Group
William A. Smith
CRD 2671372 · Named on Form ADV at one SEC-registered adviser
At a glance
W.A. Smith Financial Group, an SEC-registered wealth manager based in Sandusky, OH with $1.2 billion in regulatory assets, lists William A. Smith on its Form ADV as President, a control person.
Firms and roles
- W.A. Smith Financial GroupPresidentWealth manager · Sandusky, OH · $1.2B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brian J. PetraitisChief Compliance Officer, W.A. Smith Financial Group
- Andrew S ToccaceliChief Operations Officer, W.A. Smith Financial Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.