Chief Compliance Officer · W.A. Smith Financial Group
Brian J. Petraitis
CRD 7255407 · Named on Form ADV at 6 SEC-registered advisers
At a glance
W.A. Smith Financial Group, an SEC-registered wealth manager based in Sandusky, OH with $1.2 billion in regulatory assets, lists Brian J. Petraitis on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Brian at 5 other registered advisers.
Firms and roles
- W.A. Smith Financial GroupChief Compliance OfficerWealth manager · Sandusky, OH · $1.2B in regulatory assets
- Curry Webb Wealth Management LLCChief Compliance OfficerWealth manager · Indianapolis, IN · $332M in regulatory assets
- 365 Wealth Management GroupChief Compliance OfficerWealth manager · Mason, OH · $187M in regulatory assets
- The Retirement Solution LLCChief Compliance OfficerWealth manager · Redmond, WA · $699M in regulatory assets
- The Wellington GRP LLCCCOWealth manager · Indianapolis, IN · $474M in regulatory assets
- Worth Charting LLCChief Compliance OfficerAsset manager · New York, NY · $3M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (14)
- William A. SmithPresident, W.A. Smith Financial Group
- Andrew S ToccaceliChief Operations Officer, W.A. Smith Financial Group
- David S. WebbPresident, Curry Webb Wealth Management LLC
- Robert M. CurryMember LLC, Curry Webb Wealth Management LLC
- William M. HaaseManaging Member, Chief Executive Officer, 365 Wealth Management Group
9 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.