President, Chief Executive Officer & Director · Sprott Asset Management USA Inc.
William W. George
CRD 724943 · Named on Form ADV at one SEC-registered adviser
At a glance
Sprott Asset Management USA Inc., an SEC-registered asset manager based in Darien, CT with $10.1 billion in regulatory assets, lists William W. George on its Form ADV as President, Chief Executive Officer & Director, a control person.
Firms and roles
- Sprott Asset Management USA Inc.President, Chief Executive Officer & DirectorAsset manager · Darien, CT · $10B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Thomas W. UlrichGeneral Counsel & Chief Compliance Officer, Sprott Asset Management USA Inc.
- Robert V. VillaflorManaging Partner - Sprott Wealth Management, Sprott Asset Management USA Inc.
- Varinder K. BhathalChief Financial Officer, Sprott Asset Management USA Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.