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Chief Financial Officer · Sprott Asset Management USA Inc.

Varinder K. Bhathal

CRD 7091442 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Sprott Asset Management USA Inc., an SEC-registered asset manager based in Darien, CT with $10.1 billion in regulatory assets, lists Varinder K. Bhathal on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Varinder at 1 other registered adviser.

Firms and roles

AtlasMembers

Varinder’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas W. UlrichGeneral Counsel & Chief Compliance Officer, Sprott Asset Management USA Inc.
  • Robert V. VillaflorManaging Partner - Sprott Wealth Management, Sprott Asset Management USA Inc.
  • William W. GeorgePresident, Chief Executive Officer & Director, Sprott Asset Management USA Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Varinder’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.