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Investment Adviser Representative · Widmann Financial Services

William Gaines

CRD 6883077 · Named on Form ADV at one SEC-registered adviser

At a glance

Widmann Financial Services, an SEC-registered wealth manager based in Bowie, MD with $467 million in regulatory assets, lists William Gaines on its Form ADV as Investment Adviser Representative.

Firms and roles

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William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Arden T. WidmannPresident, Chief Compliance Officer, Director, Widmann Financial Services
  • Laura A. RuizCOO, Compliance Manager, Widmann Financial Services
  • Robert P. ReadyInvestment Adviser Representative, Widmann Financial Services

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.