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COO, Compliance Manager · Widmann Financial Services

Laura A. Ruiz

CRD 4035961 · Named on Form ADV at one SEC-registered adviser

At a glance

Widmann Financial Services, an SEC-registered wealth manager based in Bowie, MD with $467 million in regulatory assets, lists Laura A. Ruiz on its Form ADV as COO, Compliance Manager.

Firms and roles

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Laura’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Arden T. WidmannPresident, Chief Compliance Officer, Director, Widmann Financial Services
  • Robert P. ReadyInvestment Adviser Representative, Widmann Financial Services
  • William GainesInvestment Adviser Representative, Widmann Financial Services

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.