Investment adviser representative · Charles Schwab Investment Management, Inc.
Wendy A. Grall
CRD 5749836 · Lone Tree, CO
At a glance
Wendy A. Grall is an investment adviser representative with Charles Schwab Investment Management, Inc. in Lone Tree, CO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Wendy’s SEC record dates to 2016, about 10 years ago.
Current advisory firm
- Charles Schwab Investment Management, Inc.Since September 2025Lone Tree, CO · $1.72T in regulatory assets
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Wendy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.