Director and Board Member · Stoker Ostler, A Part of BMO Financial Group
Wallace W. Harris
CRD 5828561 · Named on Form ADV at one SEC-registered adviser
At a glance
Stoker Ostler, A Part of BMO Financial Group, an SEC-registered wealth manager based in Scottsdale, AZ with $3.7 billion in regulatory assets, lists Wallace W. Harris on its Form ADV as Director and Board Member, a control person.
Firms and roles
- Stoker Ostler, A Part of BMO Financial GroupDirector and Board MemberWealth manager · Scottsdale, AZ · $3.7B in regulatory assets
AtlasMembers
Wallace’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Wallace’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Michelle L. DeckerManaging Director, Chief Operating Officer and Board Member, Stoker Ostler, A Part of BMO Financial Group
- Michael S. BolarChief Investment Officer and Senior Portfolio Manager, Stoker Ostler, A Part of BMO Financial Group
- Michael C. HallsSenior Portfolio Manager, Stoker Ostler, A Part of BMO Financial Group
- Charles M CassinelliBoard Member, Stoker Ostler, A Part of BMO Financial Group
- George P. LaceChief Financial Officer, Stoker Ostler, A Part of BMO Financial Group
2 more people named with Wallace on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wallace’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.