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Member · Retirement Researcher, LLC

Wade D. Pfau

CRD 6344036 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Retirement Researcher, LLC, an SEC-registered asset manager based in Tysons, VA with $0 in regulatory assets, lists Wade D. Pfau on its Form ADV as Member. The SEC filings also name Wade at 1 other registered adviser.

Firms and roles

AtlasMembers

Wade’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
Locked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2014 (12 years)
Designations
Chartered Financial Analyst
Exams
–
Registered in
2 states
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Wade’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Wade on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wade’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.