Member · Retirement Researcher, LLC
Dean T. Umemoto
CRD 708206 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Retirement Researcher, LLC, an SEC-registered asset manager based in Tysons, VA with $0 in regulatory assets, lists Dean T. Umemoto on its Form ADV as Member, a control person. The SEC filings also name Dean at 1 other registered adviser.
Firms and roles
- Retirement Researcher, LLCMemberAsset manager · Tysons, VA · $0M in regulatory assets
- McLean Asset Management Corp.Managing PrincipalWealth manager · Tysons, VA · $994M in regulatory assets
AtlasMembers
Dean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1991 (35 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Dean’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Alejandro MurguiaMember and CCO, Retirement Researcher, LLC
- Wade D. PfauMember, Retirement Researcher, LLC
- Paula B. FriedmanMember and COO, Retirement Researcher, LLC
- Jessica N. WunderPrincipal, Retirement Researcher, LLC
- Karen C. UmemotoShareholder, McLean Asset Management Corp.
1 more person named with Dean on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.