Director, CEO of U.S. Capital Markets & Chairman of the Board · RBC Capital Markets, LLC
Vito Antonio Sperduto
CRD 2524961 · Named on Form ADV at one SEC-registered adviser
At a glance
RBC Capital Markets, LLC, an SEC-registered broker-dealer firm based in New York, NY with $310.4 billion in regulatory assets, lists Vito Antonio Sperduto on its Form ADV as Director, CEO of U.S. Capital Markets & Chairman of the Board, a control person.
Firms and roles
- RBC Capital Markets, LLCDirector, CEO of U.S. Capital Markets & Chairman of the BoardBroker-dealer firm · New York, NY · $310B in regulatory assets
AtlasMembers
Vito’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Thomas Steven SagissorPresident of RBC Wealth Management, RBC Capital Markets, LLC
- Brett Lane ThornePresident, RBC Clearing & Custody, RBC Capital Markets, LLC
- John Christopher PennGeneral Counsel, RBC Capital Markets, LLC
- Paul Adam CarlesimoChief Compliance Officer, RBC Capital Markets - U.S., RBC Capital Markets, LLC
- Dorje Tsering GlassmanCo-Head of U.S. Capital Markets Law Group, RBC Capital Markets, LLC
4 more people named with Vito on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vito’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.