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Co-Head of U.S. Capital Markets Law Group · RBC Capital Markets, LLC

Dorje Tsering Glassman

CRD 6568226 · Named on Form ADV at one SEC-registered adviser

At a glance

RBC Capital Markets, LLC, an SEC-registered broker-dealer firm based in New York, NY with $310.4 billion in regulatory assets, lists Dorje Tsering Glassman on its Form ADV as Co-Head of U.S. Capital Markets Law Group, a control person.

Firms and roles

  • RBC Capital Markets, LLCCo-Head of U.S. Capital Markets Law GroupBroker-dealer firm · New York, NY · $310B in regulatory assets

AtlasMembers

Dorje’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Dorje on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dorje’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.