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Sole Member · 49 Financial

TRAVIS J. PENFIELD

CRD 6104530 · Named on Form ADV at 4 SEC-registered advisers

At a glance

49 Financial, an SEC-registered wealth manager based in Austin, TX with $1.4 billion in regulatory assets, lists TRAVIS J. PENFIELD on its Form ADV as Sole Member, a control person. The SEC filings also name TRAVIS at 3 other registered advisers.

Firms and roles

  • 49 FinancialSole MemberWealth manager · Austin, TX · $1.4B in regulatory assets
  • Opal Capital LLCSole MemberAsset manager · Boca Raton, FL · $348M in regulatory assets
  • 818 Family Office, LLCCEOAsset manager · Austin, TX · $0M in regulatory assets
  • Alongside, LLCMemberWealth manager · Austin, TX · $879M in regulatory assets

AtlasMembers

TRAVIS’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
4 firmsLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with TRAVIS on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For TRAVIS’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.