Chief Executive Officer · River1 Asset Management LLC
Tony G. Tagliapietra
CRD 3250764 · Named on Form ADV at one SEC-registered adviser
At a glance
River1 Asset Management LLC, an SEC-registered asset manager based in Milwaukee, WI with $108 million in regulatory assets, lists Tony G. Tagliapietra on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- River1 Asset Management LLCChief Executive OfficerAsset manager · Milwaukee, WI · $108M in regulatory assets
AtlasMembers
Tony’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Collin W. WhittenChief Compliance Officer, River1 Asset Management LLC
- Robert M. HaugenChief Investment Officer, River1 Asset Management LLC
- Susan P KaiserChief Financial Officer, River1 Asset Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.