Chief Compliance Officer · River1 Asset Management LLC
Collin W. Whitten
CRD 7819921 · Named on Form ADV at 3 SEC-registered advisers
At a glance
River1 Asset Management LLC, an SEC-registered asset manager based in Milwaukee, WI with $108 million in regulatory assets, lists Collin W. Whitten on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Collin at 2 other registered advisers.
Firms and roles
- River1 Asset Management LLCChief Compliance OfficerAsset manager · Milwaukee, WI · $108M in regulatory assets
- Lendistry Capital Partners, LLCChief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $213M in regulatory assets
- Ultra Capital Management LLCChief Compliance OfficerAsset manager · SAN Francisco, CA · $0M in regulatory assets
AtlasMembers
Collin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Robert M. HaugenChief Investment Officer, River1 Asset Management LLC
- Tony G. TagliapietraChief Executive Officer, River1 Asset Management LLC
- Susan P KaiserChief Financial Officer, River1 Asset Management LLC
- Clark K. WenChief Investment Officer, Chief Financial Officer, Lendistry Capital Partners, LLC
- Everett K. SandsChief Executive Officer, Lendistry Capital Partners, LLC
4 more people named with Collin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Collin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.