President & CEO / Partner · Bakeravenue
Tom M. Ngo
CRD 4494020 · Named on Form ADV at one SEC-registered adviser
At a glance
Bakeravenue, an SEC-registered wealth manager based in SAN Francisco, CA with $5.1 billion in regulatory assets, lists Tom M. Ngo on its Form ADV as President & CEO / Partner, a control person.
Firms and roles
- BakeravenuePresident & CEO / PartnerWealth manager · SAN Francisco, CA · $5.1B in regulatory assets
AtlasMembers
Tom’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Simon G. BakerExecutive Chairman / Partner, Bakeravenue
- Gerald M. LuffChief Operating Officer / Partner, Bakeravenue
- King S. LipChief Strategist / Partner, Bakeravenue
- Doug S. CoudenChief Investment Officer / Partner, Bakeravenue
- Scott C. StephensManaging Director / Partner, Bakeravenue
4 more people named with Tom on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tom’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.