Managing Director, Chief Compliance Officer · Parvin Asset Management, LLC
Todd H. Keating
CRD 2366291 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Parvin Asset Management, LLC, an SEC-registered wealth manager based in Sioux Falls, SD with $179 million in regulatory assets, lists Todd H. Keating on its Form ADV as Managing Director, Chief Compliance Officer. The SEC filings also name Todd at 1 other registered adviser.
Firms and roles
- Parvin Asset Management, LLCManaging Director, Chief Compliance OfficerWealth manager · Sioux Falls, SD · $179M in regulatory assets
- Parvin Fund ManagementManaging Director, Chief Compliance OfficerAsset manager · Sioux Falls, SD · $10M in regulatory assets
AtlasMembers
Todd’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James S. SmithManaging Director, Chief Investment Officer, Parvin Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Todd’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.