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Managing Director, Chief Investment Officer · Parvin Asset Management, LLC

James S. Smith

CRD 1094733 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Parvin Asset Management, LLC, an SEC-registered wealth manager based in Sioux Falls, SD with $179 million in regulatory assets, lists James S. Smith on its Form ADV as Managing Director, Chief Investment Officer, a control person. The SEC filings also name James at 1 other registered adviser.

Firms and roles

  • Parvin Asset Management, LLCManaging Director, Chief Investment OfficerWealth manager · Sioux Falls, SD · $179M in regulatory assets
  • Parvin Fund ManagementManaging Director, Portfolio ManagerAsset manager · Sioux Falls, SD · $10M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Todd H. KeatingManaging Director, Chief Compliance Officer, Parvin Asset Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.