Exec. VP, Chief Operating Officer · Advisors Asset Management, Inc.
Timothy John Stoklosa
CRD 4897959 · Named on Form ADV at one SEC-registered adviser
At a glance
Advisors Asset Management, Inc., an SEC-registered broker-dealer firm based in Monument, CO with $2.2 billion in regulatory assets, lists Timothy John Stoklosa on its Form ADV as Exec. VP, Chief Operating Officer, a control person.
Firms and roles
- Advisors Asset Management, Inc.Exec. VP, Chief Operating OfficerBroker-dealer firm · Monument, CO · $2.2B in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Timothy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Christopher Thomas GenoveseExec. Vp/director, Advisors Asset Management, Inc.
- Alex Robert MeitznerSr. vp, Advisors Asset Management, Inc.
- John Edwin WebberSVP, Chief Compliance Officer/secretary, Advisors Asset Management, Inc.
- Bart Patrick DanielChief Technology Officer/director, Advisors Asset Management, Inc.
- Brian Wayne GilbertSr. vp, Advisors Asset Management, Inc.
6 more people named with Timothy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.