Exec. Vp/director · Advisors Asset Management, Inc.
Christopher Thomas Genovese
CRD 2255451 · Named on Form ADV at one SEC-registered adviser
At a glance
Advisors Asset Management, Inc., an SEC-registered broker-dealer firm based in Monument, CO with $2.2 billion in regulatory assets, lists Christopher Thomas Genovese on its Form ADV as Exec. Vp/director, a control person.
Firms and roles
- Advisors Asset Management, Inc.Exec. Vp/directorBroker-dealer firm · Monument, CO · $2.2B in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Alex Robert MeitznerSr. vp, Advisors Asset Management, Inc.
- John Edwin WebberSVP, Chief Compliance Officer/secretary, Advisors Asset Management, Inc.
- Bart Patrick DanielChief Technology Officer/director, Advisors Asset Management, Inc.
- Brian Wayne GilbertSr. vp, Advisors Asset Management, Inc.
- Matthew William LloydChief Investment Strategist/exec. Vp/director, Advisors Asset Management, Inc.
6 more people named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.