Co-Ceo · Prospera Financial Services, Inc.
Tim Alan Edwards
CRD 1569619 · Named on Form ADV at one SEC-registered adviser
At a glance
Prospera Financial Services, Inc., an SEC-registered broker-dealer firm based in Dallas, TX with $14.4 billion in regulatory assets, lists Tim Alan Edwards on its Form ADV as Co-Ceo, a control person.
Firms and roles
- Prospera Financial Services, Inc.Co-CeoBroker-dealer firm · Dallas, TX · $14B in regulatory assets
AtlasMembers
Tim’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1989 (37 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Tim’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard Dean PascuzziExecutive Vice President, Secretary, Prospera Financial Services, Inc.
- David Walter StringerCo-Ceo, Prospera Financial Services, Inc.
- Edward KernChief Financial Officer, Prospera Financial Services, Inc.
- Tarah Elizabeth WilliamsPresident, Chief Operating Officer, Prospera Financial Services, Inc.
- Shawn BaxterChief Compliance Officer, Prospera Financial Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tim’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.