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Member/chief Compliance Officer · Sawyer Falduto Asset Management, LLC

Thomas S. Sawyer

CRD 5408324 · Named on Form ADV at one SEC-registered adviser

At a glance

Sawyer Falduto Asset Management, LLC, an SEC-registered asset manager based in Elmhurst, IL with $897 million in regulatory assets, lists Thomas S. Sawyer on its Form ADV as Member/chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.