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Member · Sawyer Falduto Asset Management, LLC

John J. Falduto

CRD 5408379 · Named on Form ADV at one SEC-registered adviser

At a glance

Sawyer Falduto Asset Management, LLC, an SEC-registered asset manager based in Elmhurst, IL with $897 million in regulatory assets, lists John J. Falduto on its Form ADV as Member, a control person.

Firms and roles

AtlasMembers

John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas S. SawyerMember/chief Compliance Officer, Sawyer Falduto Asset Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.