Evp · Victoria Capital Management, Inc.
Thomas E. Nugent
CRD 1043494 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Victoria Capital Management, Inc., an SEC-registered asset manager based in Charleston, SC with $306 million in regulatory assets, lists Thomas E. Nugent on its Form ADV as Evp, a control person. The SEC filings also name Thomas at 1 other registered adviser.
Firms and roles
- Victoria Capital Management, Inc.EvpAsset manager · Charleston, SC · $306M in regulatory assets
- Planmember Asset Management CorporationChief Investment OfficerAsset manager · Carpinteria, CA · $0M in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Diane V. NugentPresident/ceo, Victoria Capital Management, Inc.
- Ryan L. HarperCCO, Victoria Capital Management, Inc.
- Jon Michael ZiehlPresident, Planmember Asset Management Corporation
- Terrall Joseph JanewayEvp/chief Operating Officer, Planmember Asset Management Corporation
- Byron Francis BowmanChief Legal Officer and Secretary, Planmember Asset Management Corporation
2 more people named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.