Chief Legal Officer & Secretary · Planmember Securities Corporation
Byron Francis Bowman
CRD 2673117 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Planmember Securities Corporation, an SEC-registered broker-dealer firm based in Carpinteria, CA with $10.1 billion in regulatory assets, lists Byron Francis Bowman on its Form ADV as Chief Legal Officer & Secretary. The SEC filings also name Byron at 1 other registered adviser.
Firms and roles
- Planmember Securities CorporationChief Legal Officer & SecretaryBroker-dealer firm · Carpinteria, CA · $10B in regulatory assets
- Planmember Asset Management CorporationChief Legal Officer and SecretaryAsset manager · Carpinteria, CA · $0M in regulatory assets
AtlasMembers
Byron’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jon Michael ZiehlPresident, Planmember Securities Corporation
- Terrall Joseph JanewayEvp/chief Operating Officer, Planmember Securities Corporation
- Sean Patrick HaleyChief Compliance Officer, Planmember Securities Corporation
- Steven R HansonChief Financial Officer / Finops, Planmember Securities Corporation
- Thomas E. NugentChief Investment Officer, Planmember Asset Management Corporation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Byron’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.