Chief Legal Officer · Franklin Advisers, Inc.
Thomas C. Merchant
CRD 3126886 · Named on Form ADV at 10 SEC-registered advisers
At a glance
Franklin Advisers, Inc., an SEC-registered asset manager based in SAN Mateo, CA with $509.5 billion in regulatory assets, lists Thomas C. Merchant on its Form ADV as Chief Legal Officer. The SEC filings also name Thomas at 9 other registered advisers.
Firms and roles
- Franklin Advisers, Inc.Chief Legal OfficerAsset manager · SAN Mateo, CA · $509B in regulatory assets
- Putnam Investment Management, LLCChief Legal OfficerAsset manager · Boston, MA · $117B in regulatory assets
- Franklin Mutual Advisers, LLCChief Legal OfficerAsset manager · Short Hills, NJ · $43B in regulatory assets
- Franklin Templeton Investment Management LimitedChief Legal OfficerPrivate fund adviser · London, United Kingdom · $41B in regulatory assets
- The Putnam Advisory Company, LLCChief Legal OfficerPrivate fund adviser · Boston, MA · $33B in regulatory assets
- Franklin Templeton Institutional, LLCChief Legal OfficerAsset manager · New York, NY · $30B in regulatory assets
- Templeton Global Advisors LimitedChief Legal OfficerAsset manager · Nassau, Bahamas, The · $26B in regulatory assets
- Templeton Asset Management LTD.Chief Legal OfficerBroker-dealer firm · Singapore, Singapore · $24B in regulatory assets
- Franklin Advisory Services, LLCChief Legal OfficerAsset manager · SAN Mateo, FL · $14B in regulatory assets
- Templeton Investment Counsel, LLCChief Legal OfficerAsset manager · Ft. Lauderdale, FL · $4.6B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 10 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings (33)
- Rupert H. JohnsonDirector, Franklin Advisers, Inc.
- Michael J. HasenstabExecutive Vice President, Franklin Advisers, Inc.
- Edward D. PerksPresident and Director, Franklin Advisers, Inc.
- Michael P. McCarthyExecutive Vice President and Portfolio Manager, Franklin Advisers, Inc.
- Stephen H. DoverExecutive Vice President and Director, Franklin Advisers, Inc.
28 more people named with Thomas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 33 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.