Managing Member · DSF Advisors, LLC
Thomas W. Mazza
CRD 1513131 · Named on Form ADV at one SEC-registered adviser
At a glance
DSF Advisors, LLC, an SEC-registered private fund adviser based in Boston, MA with $1.1 billion in regulatory assets, lists Thomas W. Mazza on its Form ADV as Managing Member, a control person.
Firms and roles
- DSF Advisors, LLCManaging MemberPrivate fund adviser · Boston, MA · $1.1B in regulatory assets
AtlasMembers
Thomas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Arthur P. SolomonManaging Member, DSF Advisors, LLC
- Joshua D. SolomonManaging Member, DSF Advisors, LLC
- Eric D. SmithChief Compliance Officer, DSF Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.