Chief Compliance Officer · DSF Advisors, LLC
Eric D. Smith
CRD 5588560 · Named on Form ADV at 4 SEC-registered advisers
At a glance
DSF Advisors, LLC, an SEC-registered private fund adviser based in Boston, MA with $1.1 billion in regulatory assets, lists Eric D. Smith on its Form ADV as Chief Compliance Officer. The SEC filings also name Eric at 3 other registered advisers.
Firms and roles
- DSF Advisors, LLCChief Compliance OfficerPrivate fund adviser · Boston, MA · $1.1B in regulatory assets
- Moontower Asset Management LPChief Compliance OfficerPrivate fund adviser · Austin, TX · $419M in regulatory assets
- Rainier Capital Partners LPChief Compliance OfficerPrivate fund adviser · Seattle, WA · $379M in regulatory assets
- Chamonix Partners Capital Management LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $149M in regulatory assets
AtlasMembers
Eric’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Arthur P. SolomonManaging Member, DSF Advisors, LLC
- Joshua D. SolomonManaging Member, DSF Advisors, LLC
- Thomas W. MazzaManaging Member, DSF Advisors, LLC
- Connor R. StewartPartner, Moontower Asset Management LP
- Robert J. TaylorChief Financial Officer, Moontower Asset Management LP
7 more people named with Eric on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.