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Chairman, Chairman of the Board, Chief Executive Officer, and Director · The Electrum Group LLC

Thomas S. Kaplan

CRD 6027494 · Named on Form ADV at one SEC-registered adviser

At a glance

The Electrum Group LLC, an SEC-registered private fund adviser based in New York, NY with $2.5 billion in regulatory assets, lists Thomas S. Kaplan on its Form ADV as Chairman, Chairman of the Board, Chief Executive Officer, and Director, a control person.

Firms and roles

  • The Electrum Group LLCChairman, Chairman of the Board, Chief Executive Officer, and DirectorPrivate fund adviser · New York, NY · $2.5B in regulatory assets

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.