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General Counsel and Chief Compliance Officer · The Electrum Group LLC

Andrew M. Shapiro

CRD 4828891 · Named on Form ADV at one SEC-registered adviser

At a glance

The Electrum Group LLC, an SEC-registered private fund adviser based in New York, NY with $2.5 billion in regulatory assets, lists Andrew M. Shapiro on its Form ADV as General Counsel and Chief Compliance Officer, a control person.

Firms and roles

  • The Electrum Group LLCGeneral Counsel and Chief Compliance OfficerPrivate fund adviser · New York, NY · $2.5B in regulatory assets

AtlasMembers

Andrew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas S. KaplanChairman, Chairman of the Board, Chief Executive Officer, and Director, The Electrum Group LLC
  • Michael H. WilliamsSenior Managing Director, The Electrum Group LLC
  • Ali R. ErfanDirector and Vice Chairman, The Electrum Group LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.