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Chief Operating Officer · Guggenheim Investments Loan Advisors, LLC

Thomas L. Iannarone

CRD 6175273 · Named on Form ADV at one SEC-registered adviser

At a glance

Guggenheim Investments Loan Advisors, LLC, an SEC-registered private fund adviser based in Stamford, CT with $155 million in regulatory assets, lists Thomas L. Iannarone on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

AtlasMembers

Thomas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Dina Marie DilorenzoPresident, Guggenheim Investments Loan Advisors, LLC
  • Robert D. ZableGlobal Head of Clos & Liquid Bank Loans, Guggenheim Investments Loan Advisors, LLC
  • Maria O. RosenChief Compliance Officer, Guggenheim Investments Loan Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Thomas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.