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Chief Compliance Officer · Guggenheim Investments Loan Advisors, LLC

Maria O. Rosen

CRD 6055739 · Named on Form ADV at one SEC-registered adviser

At a glance

Guggenheim Investments Loan Advisors, LLC, an SEC-registered private fund adviser based in Stamford, CT with $155 million in regulatory assets, lists Maria O. Rosen on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Maria’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Maria’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.